Sean Langley is a registered investment advisor at Morgan Stanley, based in Sacramento, CA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
400 Capitol Mall, Suite 1900, Sacramento, CA, 95814
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
December 2008 - June 2009 · 6 mos
Citigroup Global Markets INC.Broker
December 2008 - June 2009 · 6 mos
Ultimus Fund Distributors, LLCBroker
February 2005 - November 2008 · 3 yrs 9 mos
Flippin Bruce & Porter INC
February 2005 - November 2008 · 3 yrs 9 mos
Mbia Capital Management CORP.Broker
January 2002 - June 2004 · 2 yrs 5 mos
Federated Securities CORP.Broker
June 1996 - August 1998 · 2 yrs 2 mos
John Nuveen & CO., IncorporatedBroker
October 1994 - June 1996 · 1 yr 8 mos
Franklin/templeton Distributors, INC.Broker
May 1993 - September 1994 · 1 yr 4 mos
State Registrations14 states
CAFLGAHINCNJNVOHORPATXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.