Richard Weiner
Richard Weiner is a registered investment advisor at Cetera Investment Advisers LLC, based in Sunrise, FL, with 22 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
13450 W Sunrise Blvd, Suite # 240, Sunrise, FL, 33323
Get directionsHistory
Regulatory History (4)
Customer Dispute
September 2004Customer Dispute
February 2003Customer Dispute
October 2002Customer Dispute
March 2001Other Business Activities
Richard operates under two DBAs for his LPL business: We Wealth Affinity since May 2022 and Tropical Financial Investment & Insurance Services since December 2023. He dedicates about a quarter of his time to Tropical Financial Investment & Insurance Services.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Wealth Watch Advisors, LLC
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
A. G. Edwards & Sons, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.