Gregg Eisenstein
Gregg Eisenstein is a registered investment advisor at Hsbc Securities (USA) INC., based in New Hyde Park, NY, with 30 years of industry experience. Gregg operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 12,180 clients with $3.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.20% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.65% |
| $10M+ | 0.55% |
Fees are negotiable and discounts may be applied.
Fee Estimator
Location
1572 Union Tpke, New Hyde Park, NY, 11040
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Gregg works as a bank officer for HSBC Bank, selling bank-related products and services, alongside his role as a registered representative. He also owns rental property, provides consulting services to Shreddin Sports Inc, and is a board member for Avalon Nature Preserve, dedicating minimal time to the latter two.
Employment History
Current Registrations
Hsbc Securities (USA) INC.Broker
Hsbc Securities (USA) INC.
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Gerstein Fisher
Gfa Securities, LLCBroker
The Mutual Fund Store
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
American Portfolios Financial Services, INC.Broker
Walnut Street Securities, INC.
Walnut Street Securities, INC.Broker
Greenwich Global, LLCBroker
Gilford Securities IncorporatedBroker
Tasin & Company, INC.Broker
First Montauk Securities CORP.Broker
Prime Charter LTD.Broker
D. Blech & Company, IncorporatedBroker
Whale Securities CO., L.P.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.