David Spiegel
David Spiegel is a CFP-designated registered investment advisor at Gci Financial Group, based in Mendham, NJ, with 31 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 104 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.25% |
| $1M+ | 1.00% |
Fees are negotiable. GCI may also charge a fixed fee in lieu of a fee calculated as a percentage of assets under management for investment advisory services. In addition, GCI also has the ability to utilize a blended billing methodology which incorporates both a fixed fee and a fee determined as a percentage of assets under management for investment advisory services. In no circumstances will the total fee exceed 3% of the client’s assets under management.
Fee Estimator
Location
5 Cold Hill Road South, Suite 23, Mendham, NJ, 07945
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2025Customer Dispute
September 2002Other Business ActivitiesSells Insurance
David is an agent for Equitable Life, offering fixed life and long-term care insurance, and spends minimal time on this. He also brokers payroll services for Justworks and corporate health insurance for Oxford/United Health Care and Aetna, dedicating minimal time to each. David also sells fixed life products through Equitable Network and other life insurance companies.
Employment History
Current Registrations
Gci Financial Group
Previous Registrations
Lantern Wealth Advisors, LLC
AXA Advisors, LLC
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.