Lisa Emling is a registered investment advisor at LPL Financial LLC, based in Eldorado, IL, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1023 Fourth St., Eldorado, IL, 62930
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2010Other Business Activities
Lisa operates First Southern Wealth Management as a DBA for her LPL business and is a member of the City of Carbondale Economic Development Committee, dedicating minimal time. She also runs Back Roads Hand Crafted Decor, a retail crafts business, spending about 10-20% of her time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
Vision Investment Services, INC.Broker
Vision Asset Management INC
Edward JonesBroker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.