JF
JF
James Forey
31 Years of Experience
Sioux Falls, IA
1 DisclosureBrokerSells Insurance
James Forey is a registered investment advisor at Cetera Investment Advisers LLC, based in Sioux Falls, IA, with 31 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
601 Pierce Street, Sioux Falls, IA, 51101
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2002Closed-No Action
Other Business ActivitiesSells Insurance
James sells fixed insurance products through Western Southern. He also serves as Treasurer for the Hiawatha West Condo Association and can refer business to the bank's trust/wealth management area.
Employment History
Current Registrations
Cetera Investment Advisers LLC
December 2016 - Present · 9 yrs 5 mos
Cetera Investment Services LLCBroker
August 2005 - Present · 20 yrs 9 mos
Previous Registrations
Fiserv Investor Services, INC.Broker
February 1998 - August 2005 · 7 yrs 6 mos
Aegon USA Securities INC.Broker
May 1997 - February 1998 · 9 mos
Fimco Securities Group, INC.Broker
March 1994 - May 1997 · 3 yrs 2 mos
State Registrations24 states
AZCACOFLGAIAILKSLAMIMNMOMTNCNEOHOKPASCSDTXUTWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.