What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Christopher operates under several DBAs, including Wealth Management of Palm Beach and Barclay Breland Family Office. He spends nearly all of his time as a registered investment advisor with Barclay Breland Family Office.