Christopher Kelly is a registered investment advisor at Sowell Management, based in Jupiter, FL, with 29 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 6,572 clients with $4.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sowell Management charges an annual fee based on the value of your portfolio. This fee can be up to 2.5% per year, but the exact amount depends on the size and composition of your portfolio, the services you receive, and the specific investment advisor representative you work with. Fees are typically charged in advance, but can also be billed after the fact. The fee may be negotiable.
Location
Jupiter, FL
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Regulatory History (5)
Regulatory
December 2019Regulatory
January 2017Regulatory
February 2016Employment Separation After Allegations
March 2014Customer Dispute
June 2003Other Business Activities
Christopher operates under several DBAs, including Wealth Management of Palm Beach and Barclay Breland Family Office. He spends nearly all of his time as a registered investment advisor with Barclay Breland Family Office.
Employment History
Current Registrations
Sowell Management
Previous Registrations
Pvg Asset Management CORP
Barclay Breland Family Office
LPL Financial LLC
LPL Financial LLCBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Prudential Securities IncorporatedBroker
Thos. K. Wasserman & Associates, INC.Broker
Gruntal & CO. IncorporatedBroker
Cohig & Associates, INC.Broker
Penn Capital Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.