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Christopher Kelly

Sowell Management
29 Years of Experience
Jupiter, FL
5 Disclosures
View SEC Summary
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Christopher Kelly is a registered investment advisor at Sowell Management, based in Jupiter, FL, with 29 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Corporate Executives, Education Planning, and 7 more. Their firm serves 6,624 clients with $4.8B in assets under management.

Sowell Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
111 advisors
Number of Clients
6,624 clients
Average Client Portfolio
$726K average
Assets Under Management
$4.8B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual fee generally varies up to 2.50% depending on the portfolio size, composition, services rendered, and the specific investment advisor representative. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Jupiter, FL

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 2019
Final
Regulatory
January 2017
Final
Regulatory
February 2016
Final
Employment Separation After Allegations
March 2014
Customer Dispute
June 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Christopher operates under several DBAs, including Wealth Management of Palm Beach and Barclay Breland Family Office. He spends nearly all of his time as a registered investment advisor with Barclay Breland Family Office.

Employment History
Current Registrations
Sowell Management
July 2023 - Present · 3 yrs 3 mos
Previous Registrations
Pvg Asset Management CORP
December 2019 - November 2023 · 3 yrs 11 mos
Barclay Breland Family Office
November 2013 - January 2020 · 6 yrs 2 mos
LPL Financial LLC
December 2005 - April 2014 · 8 yrs 4 mos
LPL Financial LLCBroker
December 2005 - April 2014 · 8 yrs 4 mos
Banc of America Investment Services, INC.
August 2003 - December 2005 · 2 yrs 4 mos
Banc of America Investment Services, INC.Broker
August 2003 - December 2005 · 2 yrs 4 mos
Merrill Lynch Pierce Fenner & Smith INC.
July 2000 - August 2003 · 3 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2000 - August 2003 · 3 yrs 1 mo
Prudential Securities IncorporatedBroker
February 1999 - August 2000 · 1 yr 6 mos
Thos. K. Wasserman & Associates, INC.Broker
May 1998 - February 1999 · 9 mos
Gruntal & CO. IncorporatedBroker
May 1996 - July 1996 · 2 mos
Cohig & Associates, INC.Broker
April 1995 - June 1996 · 1 yr 2 mos
Penn Capital Financial Services, INC.Broker
February 1995 - March 1995 · 1 mo
State Registrations1 state
FL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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