BM
BM
Brian Moran
32 Years of Experience
Kansas City, MO
Broker
Brian Moran is a registered investment advisor at Raymond James & Associates, INC., based in Kansas City, MO, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
Kansas City, MO
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James & Associates, INC.
April 2022 - Present · 4 yrs 1 mo
Raymond James & Associates, INC.
April 2022 - Present · 4 yrs 1 mo
Raymond James & Associates, INC.Broker
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
October 2015 - April 2022 · 6 yrs 6 mos
Wells Fargo Clearing Services, LLC
October 2015 - April 2022 · 6 yrs 6 mos
Stifel, Nicolaus & Company, Incorporated
May 2009 - October 2015 · 6 yrs 5 mos
Stifel, Nicolaus & Company, IncorporatedBroker
May 2009 - October 2015 · 6 yrs 5 mos
Robert W. Baird & CO. Incorporated
August 2004 - July 2005 · 11 mos
Robert W. Baird & CO. IncorporatedBroker
August 2004 - May 2009 · 4 yrs 9 mos
Pacific Select Distributors, INC.Broker
February 1998 - July 2004 · 6 yrs 5 mos
Kemper Distributors, INC.Broker
July 1997 - January 1998 · 6 mos
Locust Street Securities, INC.Broker
February 1995 - July 1996 · 1 yr 5 mos
F.J. Garber & CO.Broker
January 1993 - January 1995 · 2 yrs
State Registrations19 states
AKAZCACOFLILKSMIMNMOMTNJNYOKPASCSDTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.