Andrea Hauptman
Andrea Hauptman is a registered investment advisor at Cetera Investment Advisers LLC, based in Parsippany, NJ, with 17 years of industry experience. Andrea is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
14 Walsh Dr, Ste 100, Parsippany, NJ, 07054
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Regulatory History (1)
Customer Dispute
January 2018Other Business ActivitiesSells Insurance
Andrea works as an agent/broker for Allied Wealth Partners selling fixed insurance, dedicating a few hours per week. She also works full-time as a Controller for Alianza Services Corp, an authorized Herman Miller furniture dealer.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
MML Investors Services, LLCBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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