James Stewart is a registered investment advisor, based in Cincinnati, OH, with 29 years of industry experience.
Location
7426 Jager Ct., Cincinnati, OH, 45230
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an advisory representative of a RIA, spending about a quarter of his time on investment-related activities. He is also an independent insurance agent since 1990, dedicating about a quarter of his time to this activity, and an IAR for The Rosselot Financial Group, spending nearly full-time on investment-related activities.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
MML Investors Services, LLCBroker
MML Investors Services, LLC
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Metropolitan Life Insurance CompanyBroker
Citistreet Equities LLCBroker
Banc One Securities Corporation
Banc One Securities CorporationBroker
Fidelity Brokerage Services LLCBroker
Irwin Union SecuritiesBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.