MW
CFA
MW
CFA

Michael Wiginton

23 Years of Experience
Jasper, AL
BrokerSells Insurance

Michael Wiginton is a CFA-designated registered investment advisor at Steward Partners Investment Advisory, LLC, based in Jasper, AL, with 23 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 42,763 clients with $37B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
478 advisors
Number of Clients
42,763 clients
Average Client Portfolio
$859K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum program fee is 2.50% annualized (up to 3.00% for certain Raymond James programs). Fees are fully negotiable between you and your investment advisor representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

102 19th St E, Suite 200, Jasper, AL, 35501

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michael is the President of H.L. Wiginton Capital Management, LLC, dedicating nearly full-time hours to this role. He also manages several real estate LLCs and serves as an independent insurance agent for various companies, spending minimal time on insurance activities.

Employment History
Current Registrations
Steward Partners Investment Advisory, LLC
April 2024 - Present · 2 yrs 6 mos
Steward Partners Investment Solutions, LLCBroker
January 2023 - Present · 3 yrs 9 mos
Previous Registrations
Steward Partners Investment Solutions, LLC
January 2023 - July 2024 · 1 yr 6 mos
Cambridge Investment Research Advisors, INC.
December 2022 - February 2023 · 2 mos
Cambridge Investment Research, INC.Broker
December 2022 - February 2023 · 2 mos
Cantella & CO., INC.
April 2009 - February 2023 · 13 yrs 10 mos
Cantella & CO., INC.Broker
April 2009 - December 2022 · 13 yrs 8 mos
Wachovia Securities, LLC
January 2008 - April 2009 · 1 yr 3 mos
Wachovia Securities, LLCBroker
January 2008 - April 2009 · 1 yr 3 mos
A. G. Edwards & Sons, INC.
June 2006 - January 2008 · 1 yr 7 mos
A. G. Edwards & Sons, INC.Broker
June 2006 - January 2008 · 1 yr 7 mos
A. G. Edwards & Sons, INC.Broker
February 1993 - December 1995 · 2 yrs 10 mos
State Registrations19 states
ALCACOCTFLGAHIIDMAMDMIMSNCNYSCTNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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