David Kaplan is a registered investment advisor at Shepherd Kaplan Krochuk, LLC, based in Boston, MA, with 18 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Real Estate Investing. Their firm serves 213 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.40% |
Fees vary by client type. Private client fees generally range from 40 to 100 basis points (0.40% to 1.00%). Institutional fees generally range from 5 to 50 basis points (0.05% to 0.50%). Endowment and foundation fees generally range from 20 to 100 basis points (0.20% to 1.00%). Qualified Small Business investment advice is charged at approximately 1.75%. All fees are negotiable.
Fee Estimator
Location
53 State Street, 23rd Floor, Boston, MA, 02109-2820
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is a managing member at Shepherd Kaplan Krochuk LLC, an investment advisor, dedicating about half his time to long-term strategy and operations. He also spends minimal time overseeing the broker-dealer application for SKK Capital Advisors, LLC.
Employment History
Current Registrations
Shepherd Kaplan Krochuk, LLC
Shepherd Kaplan LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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