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Aixa Rosado

29 Years of Experience
Plantation, FL
Broker

Aixa Rosado is a registered investment advisor at Morgan Stanley, based in Plantation, FL, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1200 South Pine Island Road, Suite 800, Plantation, FL, 33324

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aixa works as an independent contractor as a Notary Public. This activity is not investment-related and takes minimal time.

Employment History
Current Registrations
Morgan Stanley
August 2017 - Present · 9 yrs 1 mo
Morgan StanleyBroker
June 2017 - Present · 9 yrs 3 mos
Previous Registrations
Barclays Capital INC.
January 2009 - December 2015 · 6 yrs 11 mos
Barclays Capital INC.Broker
September 2008 - November 2016 · 8 yrs 2 mos
Lehman Brothers INC.
February 2008 - October 2008 · 8 mos
Lehman Brothers INC.Broker
March 2006 - September 2008 · 2 yrs 6 mos
Wachovia Securities, LLCBroker
July 2003 - March 2006 · 2 yrs 8 mos
Prudential Securities IncorporatedBroker
May 2001 - July 2003 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
November 1995 - May 2001 · 5 yrs 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Aixa Rosado - Financial Advisor | TrueAdvisor