Thomas Donahue
Thomas Donahue is a CFP, ChFC-designated registered investment advisor at Commonwealth Financial Network, based in Monroe, NC, with 33 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $750K | 2.25% |
| $750K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2M+ | 1.50% |
Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.
Fee Estimator
Location
1805 Williams Road, Monroe, NC, 28110
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is the co-owner and president of PFGNC, Inc. (dba Pinnacle Financial Group) and co-owner of Pinnacle Insurance, both used to facilitate securities and insurance business. He also serves as Treasurer and part-owner of Elite Benefits Group, Inc., an operating company established to conduct fixed insurance sales; these activities each take about 10-20% of his time.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
AXA Advisors, LLC
AXA Advisors, LLCBroker
Mony Securities Corporation
Mony Securities CorporationBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Richard Croffut, ChFCEdward Jones
- Robin Griffin, ChFCEsi Financial Advisors
- Peter Kitzerow, ChFCQuincy Wells Advisors, LLC
- Kristopher Roper, CFPFortress Private Ledger, LLC
- David Smith, ChFCEdward Jones
- Terry Estes, CFP