RS
CFP
RS
CFP

Randy Seymour

33 Years of Experience
Ebensburg, PA
1 DisclosureBroker

Randy Seymour is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Ebensburg, PA, with 33 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

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Location

416 S. Center Street, Suite 1, Ebensburg, PA, 15931

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2005
Settled
Other Business Activities

Randy is the President of Seyco Land Group, LLC (real estate) and Seymour Business Holdings Inc (rental properties), dedicating a few hours per week to each. He also serves as a Board Member for Ebensburg Country Club and Secretary for Young Peoples Community Center, spending minimal time on each.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
January 2020 - Present · 6 yrs 4 mos
Stifel, Nicolaus & Company, IncorporatedBroker
January 2020 - Present · 6 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
October 1999 - January 2020 · 20 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
October 1999 - January 2020 · 20 yrs 3 mos
First Union Capital Markets CORP.Broker
February 1993 - October 1999 · 6 yrs 8 mos
State Registrations30 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.