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Brian Rockwell
33 Years of Experience
Trinity, FL
Broker
Brian Rockwell is a registered investment advisor at Raymond James & Associates, INC., based in Trinity, FL, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
Trinity, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James & Associates, INC.
October 1996 - Present · 29 yrs 7 mos
Raymond James & Associates, INC.
October 1996 - Present · 29 yrs 7 mos
Raymond James & Associates, INC.Broker
October 1996 - Present · 29 yrs 7 mos
Previous Registrations
American Express Financial Advisors INC.Broker
August 1996 - September 1996 · 1 mo
Ids Life Insurance CompanyBroker
August 1996 - September 1996 · 1 mo
Addison Financial Services, INC.Broker
October 1993 - August 1996 · 2 yrs 10 mos
Chatfield Dean & CO., INC.Broker
January 1993 - November 1993 · 10 mos
State Registrations34 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.