LS
LS

Louise Shim

17 Years of Experience
New York, NY
Broker

Louise Shim is a registered investment advisor at Morgan Stanley, based in New York, NY, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 East 52nd Street, 28th Floor, New York, NY, 10055

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Louise is a business and financial consultant for Lola, LLC, and an off-site business manager for Association Island RV Resort & Marina, LLC, dedicating about 10-20% of her time to the latter. She also serves as a director for LJS Properties, LLC and CFO for Association Island RV Resort & Marina, LLC, and is a trustee or co-trustee for several trusts.

Employment History
Current Registrations
Morgan Stanley
March 2014 - Present · 12 yrs 2 mos
Morgan StanleyBroker
February 2014 - Present · 12 yrs 3 mos
Previous Registrations
Seligman Advisors, INC.Broker
June 1993 - April 1998 · 4 yrs 10 mos
Seligman Securities, INC.Broker
March 1993 - June 1993 · 3 mos
State Registrations23 states
AZCACOCTDCDEFLGAILMAMDMIMNNCNDNHNJNVNYTXVirgin IslandsWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.