Emory Guest
Emory Guest is a CFP-designated registered investment advisor at LPL Financial LLC, based in Fulshear, TX, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Fulshear, TX
Get directionsHistory
Regulatory History (3)
Judgment / Lien
August 2022Judgment / Lien
April 2021Financial
October 2016Other Business ActivitiesSells Insurance
Emory is involved in several insurance-related activities through Cinco Ranch Financial, Action Advisors, and Guest Agency, including fixed insurance, life and health insurance, and servicing clients. These activities take up the majority of Emory's time, with a significant portion dedicated to internal operations and client service.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
USA Wealth Management LLC
USA Advanced Planners INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.