Kevin Gustafson
Kevin Gustafson is a registered investment advisor at Osaic Wealth, INC., based in Appleton, WI, with 32 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
W6110 Aerotech Drive, Suite A, Appleton, WI, 54914
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kevin is a member of EW Properties, a real estate limited liability company, as a silent partner. He also owns an S Corp focused on insurance sales and service, dedicating a few hours per week, and serves on a HOA board, spending about 10-20% of his time on lake and dam oversight.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Sagepoint Financial, INC.
Kevin Gustafson Financial
Sagepoint Financial, INC.Broker
Sentra Securities CorporationBroker
Sii Investments, INC.Broker
Edward D. Jones & CO., L.P.Broker
State Registrations25 states
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