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CFP
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CFP

Gregory Thorn

Sunbelt Securities
30 Years of Experience
Southlake, TX
BrokerSells Insurance
View SEC Summary
View SEC Summary

Gregory Thorn is a CFP-designated registered investment advisor at Sunbelt Securities, based in Southlake, TX, with 30 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 6,241 clients with $2.6B in assets under management.

Sunbelt Securities
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
63 advisors
Number of Clients
6,241 clients
Average Client Portfolio
$423K average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum fee is 2.50% of assets under management, charged monthly. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

370 S Nolen Dr Ste 100, Southlake, TX, 76092

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Gregory is a registered representative with TFG Investment Group and is involved with Thorn Financial Group LLC for tax preparation and accounting. He also owns real estate through Thorn Properties LLC, Dragons of Southlake LLC, and Westlake Realty LLC, and sells life insurance and fixed annuities, dedicating minimal time to this.

Employment History
Current Registrations
Sunbelt Securities
October 2016 - Present · 10 yrs
Sunbelt Securities, INC.Broker
October 2016 - Present · 10 yrs
Previous Registrations
LPL Financial LLC
September 2004 - November 2016 · 12 yrs 2 mos
LPL Financial LLCBroker
September 2004 - November 2016 · 12 yrs 2 mos
Financial Network Investment Corporation
October 1995 - September 2004 · 8 yrs 11 mos
Financial Network Investment CorporationBroker
October 1995 - September 2004 · 8 yrs 11 mos
State Registrations22 states
ARAZCACODCFLLAMAMIMOMTNCNENVOHOKORSCTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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