Kristin Richards
Kristin Richards is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Duluth, GA, with 6 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
2170 Satellite Blvd, Retirement & Personal Wealth Solutions, Duluth, GA, 30097
Get directionsHistory
Regulatory History (1)
Financial
April 2019Other Business Activities
Kristin owns Kristin E Richards LLC, a functional nutrition counseling business, since 2020. She provides nutritional advice and recommendations for digestive healing and weight loss, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Invesco Distributors, INC.Broker
Chatfield Dean & CO., INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.