Ross Gooding is a registered investment advisor at LPL Financial LLC, based in Bellevue, WA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Bellevue, WA
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 1998Other Business Activities
Ross operates Financial Advocates as a DBA for his LPL business and is a Registered Investment Advisor Hybrid with Financial Advocates Investment Management, dedicating full-time and nearly full-time hours respectively. He also owns Resilient Leader and Next Level Academy, spending minimal time on each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Financial Advocates Investment Management
LPL Financial LLC
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Morgan Stanley Dw INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.