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Todd Williams

Wells Fargo Advisors
33 Years of Experience
Las Vegas, NV
2 DisclosuresBroker
View SEC Summary
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Todd Williams is a registered investment advisor at Wells Fargo Advisors, based in Las Vegas, NV, with 33 years of industry experience. Todd is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

8474 Rozita Lee Ave Ste 400, [Sd-Rbo], Las Vegas, NV, 89113

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2005
Settled
Customer Dispute
April 2002
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - Present · 15 yrs 9 mos
Wells Fargo Advisors
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Wells Fargo Investments, LLCBroker
October 2006 - January 2011 · 4 yrs 3 mos
Wells Fargo Investments, LLC
October 2006 - January 2011 · 4 yrs 3 mos
RBC Dain Rauscher INC.
March 2005 - October 2006 · 1 yr 7 mos
RBC Dain Rauscher INC.Broker
March 2005 - October 2006 · 1 yr 7 mos
Banc of America Investment Services, INC.
October 2004 - March 2005 · 5 mos
Banc of America Investment Services, INC.Broker
October 2004 - March 2005 · 5 mos
Quick & Reilly, INC.
February 2004 - October 2004 · 8 mos
Quick & Reilly, INC.Broker
February 2004 - October 2004 · 8 mos
Wachovia Securities, LLC
November 2003 - February 2004 · 3 mos
Wachovia Securities, LLCBroker
February 2000 - February 2004 · 4 yrs
Prudential Securities IncorporatedBroker
February 1993 - February 2000 · 7 yrs
State Registrations31 states
AZCACOCTFLGAHIIDKYMNMOMTNCNENJNMNVNYOHOKORPAPRSCTNTXUTVAWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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