Karen Pong
Karen Pong is a CFP-designated registered investment advisor at Custom Wealth Solutions, based in Houston, TX, with 33 years of industry experience. Karen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 45 clients with $26M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.75% |
Fee may be negotiable.
Fee Estimator
Location
Houston, TX
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2016Other Business ActivitiesSells Insurance
Karen owns K L Insurance Services, where she sells various insurance products, and K L Financial Services, where she works as a financial advisor full-time. She also co-owns three LLCs with her husband, renting out properties as vacation rentals.
Employment History
Current Registrations
Custom Wealth Solutions
Previous Registrations
Victory Financial
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Questar Asset Management, INC.
Questar Capital CorporationBroker
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Xcu Capital Corporation, INC.Broker
Linsco/private Ledger CORP.Broker
Quick & Reilly, INC.Broker
New England SecuritiesBroker
Pruco Securities CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.