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Veronica Dende

26 Years of Experience
Clarks Green, PA
1 DisclosureBrokerSells Insurance

Veronica Dende is a registered investment advisor at Commonwealth Financial Network, based in Clarks Green, PA, with 26 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3079 advisors
Number of Clients
399,450 clients
Average Client Portfolio
$525K average
Assets Under Management
$209.7B

Fee Structure

Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.

Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.

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Location

112 North Abington Road, Clarks Green, PA, 18411

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 1988
Final
Other Business ActivitiesSells Insurance

Veronica is the 100% owner and president of Dende & Associates Financial Services, INC., facilitating securities, advisory, and insurance business. She also sells fixed insurance, provides bookkeeping services, is an educator teaching a College Information Seminar, and serves as an expert witness & consultant to an attorney, each taking minimal time.

Employment History
Current Registrations
Commonwealth Financial Network
March 2018 - Present · 8 yrs 2 mos
Commonwealth Financial NetworkBroker
March 2018 - Present · 8 yrs 2 mos
Previous Registrations
Ameritas Investment CORP
February 2006 - April 2018 · 12 yrs 2 mos
Ameritas Investment CORP.Broker
February 2006 - April 2018 · 12 yrs 2 mos
Metlife Securities INC.Broker
November 2005 - December 2005 · 1 mo
Metropolitan Life Insurance CompanyBroker
November 2005 - December 2005 · 1 mo
Prudential Investment Management Services LLCBroker
January 1997 - January 2000 · 3 yrs
Prudential Retirement Services, INC.Broker
August 1994 - January 1997 · 2 yrs 5 mos
Pruco Securities CorporationBroker
February 1993 - March 1994 · 1 yr 1 mo
State Registrations10 states
CACTFLMDNJNYPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.