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Douglas Dooley

32 Years of Experience
Rochester, NY
Broker

Douglas Dooley is a registered investment advisor at Wells Fargo Advisors, based in Rochester, NY, with 32 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

572 Titus Ave, Rochester, NY, 14617

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Douglas has a 33% ownership in MDT Financial Advisors, LLC since 2009, dedicating full-time hours. He also has 100% ownership in Dooley Wealth Management LLC since 2025, dedicating about a quarter of his time.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
January 2009 - Present · 17 yrs 4 mos
Wells Fargo Advisors
January 2009 - Present · 17 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2003 - January 2009 · 5 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2003 - January 2009 · 5 yrs 4 mos
Citigroup Global Markets INC.
August 1997 - September 2003 · 6 yrs 1 mo
Citigroup Global Markets INC.Broker
August 1997 - September 2003 · 6 yrs 1 mo
Edward D. Jones & CO., L.P.Broker
July 1993 - August 1997 · 4 yrs 1 mo
State Registrations15 states
ARCACOFLGAIAKSKYNYOKSCTNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.