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Thomas Marchal

33 Years of Experience
Chicago, IL
Broker

Thomas Marchal is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Chicago, IL, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

227 West Monroe Street, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas owns a rental property since 2018, but a property management firm handles the maintenance. He spends minimal time on this activity.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
September 2017 - Present · 8 yrs 8 mos
Robert W. Baird & CO. IncorporatedBroker
September 2017 - Present · 8 yrs 8 mos
Robert W. Baird & CO. Incorporated
September 2017 - Present · 8 yrs 8 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - September 2017 · 8 yrs 3 mos
Morgan Stanley
June 2009 - September 2017 · 8 yrs 3 mos
Citigroup Global Markets INC.
December 1997 - June 2009 · 11 yrs 6 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
January 1993 - July 1993 · 6 mos
State Registrations31 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Thomas Marchal - Financial Advisor | TrueAdvisor