Todd Zipfel is a registered investment advisor, based in Edwardsville, IL, with 32 years of industry experience. Todd is also registered as a broker, so some compensation may come from commissions on products sold.
Location
201 East Vandalia, Edwardsville, IL, 62025
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Regulatory History (2)
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Customer Dispute
February 2002Closed-No Action
Employment Separation After Allegations
December 1998Employment History
Current Registrations
Feltl & CompanyBroker
November 2015 - Present · 10 yrs 11 mos
Feltl Advisors
November 2015 - Present · 10 yrs 11 mos
Previous Registrations
U.S. Bancorp Investments, INC.
July 2013 - November 2015 · 2 yrs 4 mos
U.S. Bancorp Investments, INC.Broker
March 2013 - November 2015 · 2 yrs 8 mos
Associated Investment Services, INC.Broker
March 2001 - February 2013 · 11 yrs 11 mos
Capital Securities of America, INC.Broker
December 1998 - March 2001 · 2 yrs 3 mos
Stifel, Nicolaus & Company, IncorporatedBroker
October 1998 - January 1999 · 3 mos
Stifel, Nicolaus & Company, IncorporatedBroker
January 1995 - April 1998 · 3 yrs 3 mos
R a F Financial CorporationBroker
August 1994 - January 1995 · 5 mos
L.C. Wegard & CO., INC.Broker
August 1994 - August 1994 · 0 mos
Hibbard Brown & CO., INC.Broker
February 1993 - August 1994 · 1 yr 6 mos
State Registrations11 states
AZCOFLGAILINMNMOOKTXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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