John Carvalho is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
200 South Biscayne Boulevard, Suite 1100, Miami, FL, 33131
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2017 - Present · 9 yrs
Morgan StanleyBroker
May 2017 - Present · 9 yrs
Previous Registrations
Jefferies Investment Advisers, LLC
June 2009 - May 2017 · 7 yrs 11 mos
Jefferies LLCBroker
October 2007 - May 2017 · 9 yrs 7 mos
Credit Suisse Securities (USA) LLCBroker
January 2003 - November 2007 · 4 yrs 10 mos
Credit Suisse Securities (USA) LLC
January 2003 - November 2007 · 4 yrs 10 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
September 1998 - January 2003 · 4 yrs 4 mos
Donaldson Lufkin & Jenrette Securities Corporation
September 1998 - January 2003 · 4 yrs 4 mos
Cibc Oppenheimer CORP.Broker
December 1996 - September 1998 · 1 yr 9 mos
J.C. Bradford & CO.Broker
June 1993 - December 1996 · 3 yrs 6 mos
Legg Mason Wood Walker, IncorporatedBroker
February 1993 - June 1993 · 4 mos
State Registrations30 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.