AR
AR

Anthony Raugust

27 Years of Experience
Vashon, WA
Broker

Anthony Raugust is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Vashon, WA, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

Vashon, WA

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Anthony provides administrative support to Joe Curiel at The Commerce Company. This support role takes minimal time and is not investment-related.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.
September 2003 - Present · 22 yrs 8 mos
Raymond James Financial Services, INC.Broker
September 2003 - Present · 22 yrs 8 mos
Previous Registrations
The Commerce Company
July 2009 - February 2012 · 2 yrs 7 mos
Raymond James Financial Services
December 2008 - January 2009 · 1 mo
Prudential Securities Incorporated
July 2000 - May 2003 · 2 yrs 10 mos
Prudential Securities IncorporatedBroker
September 1998 - May 2003 · 4 yrs 8 mos
State Registrations2 states
ORWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.