TB
TB
Thomas Beringer
32 Years of Experience
Hartford, CT
Broker
Thomas Beringer is a registered investment advisor at Virtus Investment Advisers, LLC, based in Hartford, CT, with 32 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 105 clients with $54B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
80 advisors
IM Fee
Planning only
Assets Under Management
$54.0B
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Location
One Financial Plaza, 26th Floor, Hartford, CT, 06103
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Virtus Investment Advisers, LLC
March 2012 - Present · 14 yrs 2 mos
Vp Distributors LLC
February 2012 - Present · 14 yrs 3 mos
Vp Distributors LLCBroker
February 2012 - Present · 14 yrs 3 mos
Previous Registrations
Guggenheim Funds Distributors, INC.Broker
March 2009 - January 2012 · 2 yrs 10 mos
American Century Investment Services INC.Broker
July 2008 - December 2008 · 5 mos
Oppenheimerfunds Distributor, INC.Broker
March 2007 - July 2008 · 1 yr 4 mos
Putnam Retail Management Limited PartnershipBroker
June 1993 - February 2007 · 13 yrs 8 mos
State Registrations6 states
CTIAMNNDSDWI
AdvisorBroker
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.