Sharon Mallory
Sharon Mallory is a registered investment advisor at Sdm Investments, LLC, based in Merrillville, IN, with 28 years of industry experience. Sharon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 41 clients with $7.7M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
For accounts up to $49,999, fees are fixed annual amounts. SDM also offers Robo Technology Platforms with fees ranging from 0.0030 to 0.0085 paid monthly.
Fee Estimator
Location
6111 Harrison St., Ste. 117, Merrillville, IN, 46410
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2007Employment Separation After Allegations
May 2006Other Business ActivitiesSells Insurance
Sharon is an insurance sales agent with various insurance carriers since 1993 and a physical therapist at Rehab Care since 2002, working a few hours per week. She is also a managing member of SDM Investments, dedicating nearly full-time hours, and an independent insurance agent representing multiple companies.
Employment History
Current Registrations
Sdm Investments, LLC
Previous Registrations
Sdm Investments, LLC
Waddell & Reed, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.