SF
SF

Sean Farley

32 Years of Experience
Marshfield, MA
Broker

Sean Farley is a registered investment advisor at John Hancock Investment Management LLC, based in Marshfield, MA, with 32 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 35,239 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
173 advisors
IM Fee
Planning only
Assets Under Management
$202.2B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Marshfield, MA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sean works for John Hancock Asset Management (JHAM) as an investment advisor representative, marketing and offering separate managed account strategies on a wholesale basis. This requires a few hours per week.

Employment History
Current Registrations
John Hancock Investment Management LLC
November 2018 - Present · 7 yrs 6 mos
John Hancock Investment Management Distributors LLC
June 1993 - Present · 32 yrs 11 mos
John Hancock Investment Management Distributors LLCBroker
June 1993 - Present · 32 yrs 11 mos
Previous Registrations
John Hancock Distributors LLCBroker
December 2011 - December 2012 · 1 yr
Manulife Asset Management (US) LLC
September 2003 - November 2018 · 15 yrs 2 mos
John Hancock Advisers, LLC
September 2003 - December 2010 · 7 yrs 3 mos
State Registrations31 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.