SF
SF

Shawn Fowler

33 Years of Experience
Denver, CO
Broker

Shawn Fowler is a registered investment advisor at Morgan Stanley, based in Denver, CO, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

1550 Market Street, Suite 600, Denver, CO, 80202

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Shawn is a partner in TNF Investments LLP and Fowler Investments LLC, both family investment entities. He is also involved with Golden Mill Sub Note, LLC, Fowler Hanger Investment, LLC, and Project Armadillo LLC for real estate and other investments, dedicating minimal time to these activities outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
May 2001 - April 2007 · 5 yrs 11 mos
Morgan Stanley Dw INC.Broker
May 2001 - April 2007 · 5 yrs 11 mos
Auerbach, Pollak & Richardson INC.Broker
December 2000 - May 2001 · 5 mos
American Fronteer Financial CorporationBroker
February 1993 - December 2000 · 7 yrs 10 mos
State Registrations48 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMTNCNDNENHNJNMNVNYOHOKORPASCSDTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Shawn Fowler - Financial Advisor | TrueAdvisor