David Nelson
David Nelson is a registered investment advisor at Cetera Investment Advisers LLC, based in Chico, CA, with 33 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1600 Mangrove Ave Ste 100, Chico, CA, 95926
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an insurance agent selling fixed insurance products since 1994, dedicating a few hours per week to this activity. He is also the owner of Optimize Retirement Group, a financial services business, and will be running securities, advisory, and insurance business through this DBA, dedicating minimal time to this activity.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Wm Financial Services, INC.Broker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Invest Financial CorporationBroker
First Associated Securities Group, INC.Broker
Great Western Financial Securities CorporationBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.