Zurich Awes
Zurich Awes is a CFP-designated registered investment advisor at Zurich Awes Financial Management, LLC, based in Christiansted, VI, with 12 years of industry experience. Zurich operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 7 more. Their firm serves 66 clients with $26M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.99% |
The standard annual fee is up to 1.99% of assets under management, though the firm may charge up to 2.75% in certain circumstances.
Fee Estimator
Location
Christiansted, VI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Zurich provides strategic financial advice to small businesses through Thor Strategic LLC, including financial analysis, cost savings suggestions, and long-term valuation. This activity takes about 10-20% of Zurich's time.
Employment History
Current Registrations
Zurich Awes Financial Management, LLC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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