Thomas Watts is a CFP-designated registered investment advisor, based in El Dorado, AR, with 32 years of industry experience.
Location
525 N Washington Ave, El Dorado, AR, 71730
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2024Settled
Customer Dispute
April 2018Denied
Customer Dispute
October 2002Denied
Other Business Activities
Thomas serves on the Eldorado Airport Commission and dedicates minimal time to it. He also owns Lake Land Management LLC, which buys, holds, and sells timberland property, dedicating a few hours per week. Thomas is also an associate/employee at Oak Crest Advisors, working there about half his time as a financial advisor.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2024 - Present · 1 yr 9 mos
Raymond James Financial Services, INC.Broker
October 2024 - Present · 1 yr 9 mos
Previous Registrations
Edward Jones
September 2006 - October 2024 · 18 yrs 1 mo
Edward JonesBroker
April 1993 - October 2024 · 31 yrs 6 mos
State Registrations21 states
ALARCADCFLGAKSKYLAMIMOMSNCNMOKSCTNTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.