Dale Giem is a registered investment advisor at LPL Financial LLC, based in Dillon, MT, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Dillon, MT
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2009Other Business Activities
Dale operates Beaverhead Rock Wealth Management as a DBA for LPL business, dedicating full-time hours to it. He also serves as a board member for Beaverhead County Museum and 3 Rivers Communications, and owns Box 3 as a purebred Angus breeder, dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
D.A. Davidson & CO.
D.A. Davidson & CO.Broker
Piper Jaffray INC.Broker
Edward D. Jones & CO., L.P.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.