Thomas Bivona is a registered investment advisor at RBC Capital Markets, LLC, based in Glastonbury, CT, with 33 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
200 Glastonbury Blvd, Suite 103, Glastonbury, CT, 06033-4418
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Thomas has a 9.09% passive ownership in Nova Partners LLC, a holding company, and dedicates minimal time to it. He also serves on the Board of Directors for the Arthritis Foundation Connecticut Charter, donating minimal time to help organize fundraising events.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.