Scott Walton is a registered investment advisor at Walton Financial, based in Birmingham, AL, with 33 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 256 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Walton Financial offers asset management services where clients pay an annual fee based on a percentage of their portfolio, including cash and money market positions. These fees generally range from 0.10% to 1.5%. The specific fee and structure are detailed in the client agreement. Some programs have lower maximum annual fees, and fee schedules vary. Clients in the PPS Custom program may also pay transaction charges.
Location
2564 18th Street South, Birmingham, AL, 35209
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott sells fixed insurance products, including life, health, disability, and long-term care insurance, dedicating minimal time. He also has ownership in real estate and publishing ventures, and co-authors a book with his spouse, taking about 10% of his time.
Employment History
Current Registrations
Walton Financial
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Prudential Securities IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.