RL
RL

Randy Lacombe

29 Years of Experience
New York, NY
Broker

Randy Lacombe is a registered investment advisor at Raymond James & Associates, INC., based in New York, NY, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

320 Park Ave, FL 12, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
January 2014 - Present · 12 yrs 4 mos
Raymond James & Associates, INC.
April 2011 - Present · 15 yrs 1 mo
Raymond James & Associates, INC.Broker
April 2011 - Present · 15 yrs 1 mo
Previous Registrations
Wedbush Securities INC.Broker
October 2009 - April 2011 · 1 yr 6 mos
RBC Capital Markets CorporationBroker
February 2008 - May 2009 · 1 yr 3 mos
RBC Capital Markets CorporationBroker
April 2005 - February 2008 · 2 yrs 10 mos
Piper Jaffray & CO.Broker
November 1997 - April 2005 · 7 yrs 5 mos
Piper Jaffray INC.Broker
November 1995 - June 1997 · 1 yr 7 mos
State Registrations10 states
CAILMAMNNJNYPATXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.