Kaana Smith
Kaana Smith is a registered investment advisor at New York Life Investment Management LLC, based in New York, NY, with 24 years of industry experience. Kaana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,042 clients with $110B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NYLIM does not directly manage investments for individual investors. Instead, NYLIM provides operational, administrative, and trading services for managed accounts offered through wrap fee programs sponsored by other firms. As part of these programs, NYLIM may engage subadvisors to provide investment advice and trade execution. The annual management fee ranges from 0.25% to 0.80% of assets under management, paid by the sponsor or client, and varies depending on the sponsor, investment strategy, account type, services provided, and assets in the program.
Location
51 Madison Avenue, New York, NY, 10010
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Regulatory History (1)
Judgment / Lien
August 2024Other Business Activities
Kaana is an independent contractor for Uniglobe Travel, a host travel agency, but spends no time on this. She is also the CEO and Founder of Wanderess Luxury Travel, but the LLC is set up and the business has not officially launched.
Employment History
Current Registrations
Nylife Distributors LLC
New York Life Investment Management LLC
Nylife Distributors LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
Bangerter Financial Services, INC.
Concorde Investment Services, LLCBroker
Fidelity Personal and Workplace Advisors
Fidelity Brokerage Services LLCBroker
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Cole Capital CorporationBroker
Transamerica Capital, INC.Broker
Ing America Equities, INC.Broker
U.S. Bancorp Investments, INC.Broker
U.S. Bancorp Piper Jaffray INC.Broker
U.S. Bancorp Investments, INC.Broker
Pruco Securities CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.