David Soczek is a ChFC-designated registered investment advisor, based in Minneapolis, MN, with 31 years of industry experience.
Location
10160 Foley Blvd NW, Suite 100, Minneapolis, MN, 55448
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is the Vice President of National Benefits Group LLC, focusing on non-qualified plans and funding them through BOLI, COLI, and individual life insurance and annuity sales, dedicating full-time hours to this. He is also an IAR Rep with TLG Advisors Inc, but spends no time on this.
Employment History
Current Registrations
Tlg Advisors, INC.
The Leaders Group, INC.Broker
The Leaders Group, INC.
Previous Registrations
Concourse Financial Group Securities, INC.Broker
Princor Financial Services CorporationBroker
Mmc Securities CORP
Mmc Securities CORP.Broker
Marsh & Mclennan Securities CorporationBroker
Nylife Securities INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.