Patrick Calderigi
Patrick Calderigi is a registered investment advisor at LPL Financial LLC, based in San Clemente, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
San Clemente, CA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Patrick is involved in non-variable insurance, including health, disability, and long-term care insurance, dedicating about a quarter of his time. He also operates under the DBAs SMO Financial Services and SMO Financial and Insurance Services, providing financial and insurance analysis, and SMO Financial and Insurance Services, Inc., dedicating about a quarter of his time during securities trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
NFP Securities, INC.
NFP Securities, INC.Broker
Financial Network Investment CorporationBroker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.