JC
JC
James Carden is a registered investment advisor, based in Mt Pleasant, SC, with 32 years of industry experience.
Location
260 West Coleman Blvd, St C, Mt Pleasant, SC, 29464
Get directionsHistory
Regulatory History (1)
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Judgment / Lien
July 2018Other Business ActivitiesSells Insurance
James is a fixed insurance agent with Carolina Capital Management since 2020. He dedicates a few hours per week to fixed insurance sales.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
May 2020 - August 2023 · 3 yrs 3 mos
Securian Financial Services, INC.Broker
May 2020 - August 2023 · 3 yrs 3 mos
Pruco Securities, LLC.Broker
May 2012 - February 2020 · 7 yrs 9 mos
Prudential Financial Planning Services
May 2012 - February 2020 · 7 yrs 9 mos
Royal Alliance Associates, INC.
April 2008 - May 2012 · 4 yrs 1 mo
Royal Alliance Associates, INC.Broker
February 2008 - May 2012 · 4 yrs 3 mos
Saxony Capital Management, LLC
October 2004 - February 2008 · 3 yrs 4 mos
Saxony Securities, INC.Broker
September 2003 - February 2008 · 4 yrs 5 mos
Clearing Services of America, INC.Broker
January 1995 - September 2003 · 8 yrs 8 mos
Royal Alliance Associates, INC.Broker
May 1994 - January 1995 · 8 mos
Barron Chase Securities, INC.Broker
August 1993 - May 1994 · 9 mos
Thomas James Associates, INC.Broker
March 1993 - August 1993 · 5 mos
State Registrations2 states
NJSC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.