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Colin Moors

Main Street Financial Solutions, LLC
29 Years of Experience
Sayville, NY
1 Disclosure
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Colin Moors is a registered investment advisor at Main Street Financial Solutions, LLC, based in Sayville, NY, with 29 years of industry experience. Colin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Corporate Executives, Education Planning, and 6 more. Their firm serves 2,111 clients with $2.5B in assets under management.

Main Street Financial Solutions, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
41 advisors
Number of Clients
2,111 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$2.5B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual management fee varies up to an upper limit of 2.00% depending on portfolio size and composition. Fees are negotiable based on criteria such as anticipated future assets, account composition, and pre-existing relationships.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Sayville, NY

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History

Regulatory History (1)
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Regulatory
July 2025
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Main Street Financial Solutions, LLC
July 2023 - Present · 3 yrs 3 mos
Previous Registrations
American Portfolios Advisors, INC
October 2017 - July 2023 · 5 yrs 9 mos
American Portfolios Financial Services, INC.Broker
August 2017 - July 2023 · 5 yrs 11 mos
American Portfolios Financial Services, INC.Broker
September 2009 - June 2017 · 7 yrs 9 mos
Ladenburg Thalmann & CO. INC.Broker
January 2005 - February 2009 · 4 yrs 1 mo
Laidlaw & Company (UK) LTD.Broker
May 2004 - January 2005 · 8 mos
Sands Brothers & CO., LTD.Broker
March 2004 - November 2004 · 8 mos
Patagon.com Securities CORP.Broker
July 1999 - August 2002 · 3 yrs 1 mo
Waterhouse Securities, INC.Broker
May 1995 - July 1999 · 4 yrs 2 mos
South Richmond Securities, INC.Broker
March 1993 - December 1993 · 9 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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