David Neff is a CFP-designated registered investment advisor, based in Long Beach, CA, with 29 years of industry experience.
Location
4821 E 2nd Street, Long Beach, CA, 90803
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an IAR for CLG LLC, DBA Legacy Financial, dedicating nearly full-time hours to this role. He also works as an insurance agent selling fixed/traditional insurance, spending minimal time on this activity, and owns Legacy Financial Planning for business expense management and payroll services, spending about 10-20% of his time.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Clg LLC
Previous Registrations
Cetera Investment Advisers LLC
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
State Registrations26 states
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