William Gleavy is a registered investment advisor at Kaizen Retirement Plan Advisors, LLC, based in Quincy, MA, with 31 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 26 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kaizen Retirement Plan Advisors offers investment advisory services, with fees paid quarterly. Clients can choose between two payment methods:
- Basis Point Fee: A percentage of the assets managed, ranging from 0.05% to 1.00% annually, depending on the size of the plan assets and the complexity of the client relationship.
- Flat Dollar Fee: A fixed dollar amount is deducted from the plan assets each quarter.
Location
Quincy, MA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Kaizen Retirement Plan Advisors, LLC
Previous Registrations
Members Capital Advisors, INC.
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Charles Schwab & CO., INC.Broker
Fidelity Brokerage Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.