Beth Morgan is a registered investment advisor, based in Alpharetta, GA, with 33 years of industry experience.
Location
5900 Windward Parkway Suite 120, Alpharetta, GA, 30005
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Beth sells fixed insurance products, including life, disability, fixed annuities, and long-term care, dedicating a few hours per week. She also works as a financial professional for Ridge Capital Management, spending about a quarter of her time, and is an insurance agent for Sterlingbridge Insurance Agency Inc., spending minimal time.
Employment History
Current Registrations
Cetera Advisors LLC
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Wachovia Securities, INC.
Wachovia Securities, INC.Broker
Wachovia Securities, INC.Broker
Wachovia Brokerage ServiceBroker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.