John Deppisch is a registered investment advisor, based in Cape Coral, FL, with 31 years of industry experience.
Location
Cape Coral, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is an insurance agent since 2001. He also works as a sole proprietor providing non-CPA accounting and tax preparation services, dedicating minimal time to this activity.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.
July 2007 - July 2012 · 5 yrs
First Allied Securities, INC.Broker
July 2007 - September 2022 · 15 yrs 2 mos
Sii Investments, INC.
December 2004 - July 2007 · 2 yrs 7 mos
Sii Investments, INC.Broker
January 1996 - July 2007 · 11 yrs 6 mos
Hochman & Baker Securities, INC.Broker
January 1995 - December 1995 · 11 mos
State Registrations5 states
ALAZCAFLWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.